Regulatory Consultations

Reponses to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.

Financial regulation has a direct impact on many FIX member firms and how they conduct their business.  The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk.  FIX works with regulators through direct dialogue and responses to consultations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.

This page is a repository of documented regulatory consultation responses and other relevant materials provided by the FIX Trading Community in addressing regulatory requirements across the globe.

Current Consultations

FCA CP26/34 - Preparing for the new transaction reporting regime (managed by the Transaction Reporting Working Group)

Asia Pacific

Asia Pac Regulation

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    EMEA

    EMEA Regulation

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    ESMA MiFID II FIX Response Covering Letter 112.45 KB 950 downloads

    ESMA MiFID II FIX Response Covering Letter ...
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    CESR - Changes to FIX for MiFID 288.32 KB 671 downloads

    A link to the gap analysis - Changes to FIX for MiFID. ...
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    CESR - FIX Response for Transparency and Reporting under MiFID Call for Evidence 177.36 KB 745 downloads

    FPL has issued a response to the call for evidence by CESR, who invited interested...

    Americas

    Americas Regulation

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      Global (IOSCO)

      IOSCO

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