Regulatory Consultations
Reponses to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
Financial regulation has a direct impact on many FIX member firms and how they conduct their business. The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk. FIX works with regulators through direct dialogue and responses to consultations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
This page is a repository of documented regulatory consultation responses and other relevant materials provided by the FIX Trading Community in addressing regulatory requirements across the globe.
Current Consultations
FCA CP26/34 - Preparing for the new transaction reporting regime (managed by the Transaction Reporting Working Group)
Asia Pacific
EMEA
ESMA MiFID II FIX Response Discussion Paper 683.15 KB 587 downloads
ESMA MiFID II FIX Response Discussion Paper (August 2014) ...ESMA MiFID II FIX Response Consultation Paper 438.05 KB 2567 downloads
ESMA MiFID II FIX Response Consultation Paper (August 2014) ...FSB-FIX Response to Feasibility Study on Approaches to Aggregate OTC Derivatives Trade Repository Data 28.33 KB 3534 downloads
FIX response to the FSB's consultative paper focused on options for aggregating OTC...Various - Risk Management of Trading Technologies in Cash Equities 200.45 KB 6 downloads
FIX Trading Community distributed this to various regulatory authorities in Europe ...
