Regulatory Consultations
Reponses to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
Financial regulation has a direct impact on many FIX member firms and how they conduct their business. The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk. FIX works with regulators through direct dialogue and responses to consultations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
This page is a repository of documented regulatory consultation responses and other relevant materials provided by the FIX Trading Community in addressing regulatory requirements across the globe.
Current Consultations
FCA CP26/34 - Preparing for the new transaction reporting regime (managed by the Transaction Reporting Working Group)
Asia Pacific
EMEA
CP23/32 – FCA consultation on bond and derivative market transparency - FIX Trading Community response 4.58 MB 1188 downloads
This contains three files – the FCA’s consultation paper, the full response from...FTC Response to CP23-15 Framework for a Consolidated Tape Final Submission 97.33 KB 277 downloads
CP23/15 – The framework for a UK consolidated tape - FIX Trading Community response. ...DSS Letter Fix Trading Community Sept 2023 330.14 KB 231 downloads
The FIX Trading Community is the industry-driven standards body whose standards underpin...
Manual on Post-Trade Transparency - Response 78.30 KB 390 downloads
FIX Trading Community response on Post-Trade Transparency Manual ...ESMA Market Outages - Consultation Paper Response 105.50 KB 403 downloads
FIX Trading Community response to ESMA's consultation regarding the management and...Americas
OCC - Options Symbology Initiative 57.98 KB 2081 downloads
This implementation guide includes the recommended approaches to implement the OSI...
NYSE - Rule 80A Account Type Indicators 168.00 KB 1739 downloads
In response to the evolution of program trading activities in the marketplace, NYSE...NASD - OATS Phase III FIX Gap Analysis 174.00 KB 4272 downloads
NASD - OATS Phase III FIX Gap Analysis ...
