Regulatory Consultations
Reponses to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
Financial regulation has a direct impact on many FIX member firms and how they conduct their business. The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk. FIX works with regulators through direct dialogue and responses to consultations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
This page is a repository of documented regulatory consultation responses and other relevant materials provided by the FIX Trading Community in addressing regulatory requirements across the globe.
Current Consultations
FCA CP26/34 - Preparing for the new transaction reporting regime (managed by the Transaction Reporting Working Group)
Asia Pacific
EMEA
ESMA MiFIR Review (CP3) part 2 692.22 KB 437 downloads
ESMA MiFIR Review (CP3) part 2 – Consultation On equity transparency (RTS 1 and...ESMA MiFIR Review (CP3) part 1 692.22 KB 498 downloads
ESMA MiFIR Review (CP3) part 1 – Consultation On equity transparency (RTS 1 and...
ESMA MiFIR Review - Technical Standards related to Consolidated Tape Providers and DRSPs, and assessment criteria for the CTP selection procedure 716.65 KB 570 downloads
FIX Trading Community response (equities and fixed income consolidated tape working...ESMA MiFIR Review - RTS 2, RTS on reasonable commercial basis and RTS 23 708.30 KB 416 downloads
FIX Trading Community Response (fixed income consolidated tape and reference data...
European Commission Delegated Regulation on OTC Derivative Instrument Identification 794.72 KB 234 downloads
EC OTC derivatives identifying reference data consultation FIX Trading Community...Americas
CFTC - FIX Responds to Review of Swap Data Recordkeeping and Reporting Requirements 39.56 KB 3202 downloads
Review of Swap Data Recordkeeping and Reporting Requirements ...CFTC - FIX Responds to Concept Release on Risk Controls and System Safeguards for Automated Trading 78.22 KB 165 downloads
...SEC - FIX Response to Regulation SCI 117.17 KB 595 downloads
SEC - FIX Response to Regulation SCI ...SEC - FIX Response to Consolidated Audit Trail 39.71 KB 1564 downloads
Please see FIX's reponse to the Consolidated Audit Trail proposal which was submitted...
