Regulatory Consultations
Reponses to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
Financial regulation has a direct impact on many FIX member firms and how they conduct their business. The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk. FIX works with regulators through direct dialogue and responses to consultations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
This page is a repository of documented regulatory consultation responses and other relevant materials provided by the FIX Trading Community in addressing regulatory requirements across the globe.
Current Consultations
ESMA call for evidence on the market structure of European equity markets (managed by Equities Committee and Equities Consolidated Tape Working Group)
Asia Pacific
EMEA
Consultation Paper on the Amendments to the RTS on Settlement Discipline 83.46 KB 267 downloads
FIX Trading Community to ESMA’s consultation on amendments to the RTS on settlement...
FCA DP 24-2 - Improving the UK transaction reporting regime 206.44 KB 172 downloads
FIX Trading Community response to FCA DP 24-2 ...ESMA MiFIR Review (CP4) – Review of RTS 22 on transaction data reporting under Art. 26 and RTS 24 on order book data to be maintained under Art. 25 of MiFIR 710.79 KB 390 downloads
FIX Trading Community response to ESMA MiFIR Review CP4 ...ESMA MiFIR Review (CP3) part 2 692.22 KB 437 downloads
ESMA MiFIR Review (CP3) part 2 – Consultation On equity transparency (RTS 1 and...ESMA MiFIR Review (CP3) part 1 692.22 KB 498 downloads
ESMA MiFIR Review (CP3) part 1 – Consultation On equity transparency (RTS 1 and...Americas
SEC - FIX & Regulation NMS Overview 58.00 KB 1232 downloads
This document contains an overview of the RegNMS extension and links to copies of...
SEC - FIX Response to Disclosure of Order Handling Information 239.49 KB 845 downloads
SEC - FIX Response to Disclosure of Order Handling Information ...SEC - FIX Response to Consolidated Audit Trail 2 346.98 KB 677 downloads
FIX Trading Community's response to the SEC's File No. 4-698 - Joint Industry Plan;...
