Regulatory Consultations
Reponses to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
Financial regulation has a direct impact on many FIX member firms and how they conduct their business. The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk. FIX works with regulators through direct dialogue and responses to consultations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.
This page is a repository of documented regulatory consultation responses and other relevant materials provided by the FIX Trading Community in addressing regulatory requirements across the globe.
Current Consultations
ESMA call for evidence on the market structure of European equity markets (managed by Equities Committee and Equities Consolidated Tape Working Group)
Asia Pacific
EMEA
ESMA's call for evidence on Transaction Reporting 0.00 KB 163 downloads
FIX Trading Community responds to ESMA's Call for evidence on a comprehensive approach...FCAs CP25/20 on bond SI regime and DP on equity markets 1.03 MB 110 downloads
FIX Trading Community response to the FCA's CP25/20: The SI regime for bonds and...ESMA MiFIR CP4 CTP data and derivatives transparency 398.58 KB 62 downloads
Response to the "MiFIR Review: Consultation Package 4 - transparency for derivatives,...
EC Consultation 2025 Press release 204.45 KB 72 downloads
FIX Trading Community responds to European Commission targeted consultation on development...EC targeted consultation on integration of EU capital markets 191.32 KB 92 downloads
FIX response to the European Commission's targeted consultation on integration of...Americas
SEC 10c-1 securities loan reporting (supplementary response) 41.11 KB 462 downloads
FIX Trading Community supplementary response to SEC's proposed exchange act rule...FIX response to SEC rule 10c-1 (securities loan reporting) 169.73 KB 1180 downloads
SEC rule 10c-1 proposal response from FIX Trading Community In late 2001, the SEC...
FINRA - FIX Responds to Proposed Changes to TRACE Reporting 86.82 KB 551 downloads
14th September 2020 - FIX Trading Community's response to Regulatory Notice 20-24...SEC - FIX Response to Alternative Identifiers for Securities 231.14 KB 399 downloads
12 August 2020: SEC - FIX Trading Community's response to the SEC File No. S7-08-20;...
