FIX and Regulations

Financial regulation has a direct impact on many FIX member firms and how they conduct their business.  The FIX Trading Community is independent and neutral, focused on transparency, operational efficiency and mitigating risk.  FIX responds to regulations with a focus on promoting the use of global standards to deliver clear and unambiguous data, improve the quality of implementation and reduce costs to the industry.

This page is a repository of documented regulatory consultation responses and other relevant materials provided by the FIX Trading Community in addressing regulatory requirements across the globe.

Current Consultations

ESMA consultation on Order Execution Policies
US Financial Data Transparency Act

 

Regional Repository

Please visit the below links to view previous responses submitted on behalf of the FIX Trading Community.

Asia-Pacific

Responses

EMEA

Responses

Americas

Responses

Global

Responses

Documentation

Asia Pacific

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    EMEA

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    ESMA_MiFID II FIX Consultation Response_2014_1570 366.09 KB 622 downloads February 27, 2015

    This document is a response to the ESMA MiFID II/MiFIR Consultation Paper 2014_1570 (February 2015) ...
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    FSB-FIX Response to Feasibility Study on Approaches to Aggregate OTC Derivatives Trade Repository Data 28.33 KB 1729 downloads February 28, 2014

    FIX response to the FSB's consultative paper focused on options for aggregating OTC derivatives trade repository data. ...
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    CESR - FIX Response for Establishment of a European Consolidated Tape 0.00 KB 98 downloads November 2, 2010

    Following consultation with the FIX EMEA Regulatory Subcommittee, FIX produced a proposal for an industry led solution for the establishment of a Consolidated Tape Delivery Authority (CTDA) to oversee...
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    ESMA MiFID II FIX Response Covering Letter 112.45 KB 532 downloads February 15, 2008

    ESMA MiFID II FIX Response Covering Letter ...
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    CESR - Changes to FIX for MiFID 288.32 KB 545 downloads October 22, 2006

    A link to the gap analysis - Changes to FIX for MiFID. ...
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    CESR - FIX Response for Transparency and Reporting under MiFID Call for Evidence 177.36 KB 560 downloads April 14, 2006

    FPL has issued a response to the call for evidence by CESR, who invited interested parties to submit their views regarding (potential) future work on transparency data publication and consolidation as...
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    Americas

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      Global (IOSCO)

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