Category: US regulation
Financial Data Transparency Act Joint Data Standards
1 file(s) 26.25 KB
Regulation Best Execution SEC submission March 23
1 file(s) 23.29 KB
Order Competition Rule SEC submission March 23
1 file(s) 23.14 KB
Disclosure of Order Execution Information SEC submission March 23
1 file(s) 22.73 KB
SEC shortened settlement cycle proposal response (April 2022)
1 file(s) 26.00 KB
SEC 10c-1 securities loan reporting (supplementary response)
1 file(s) 41.11 KB
FIX response to SEC rule 10c-1 (securities loan reporting)
1 file(s) 169.73 KB
FINRA - FIX Responds to Proposed Changes to TRACE Reporting
1 file(s) 86.82 KB
SEC - FIX Response to Alternative Identifiers for Securities
1 file(s) 231.14 KB
SEC - FIX & Regulation NMS Overview
1 file(s) 58.00 KB